THE 6 LEVELS OF MORAL DEVELOPMENT
LEVEL 1 – I DON’T WANT TO GET IN TROUBLE
Level 1 behavior is slightly more advanced than pure animal instinct. If you’re at Level 1, your actions are centered around avoiding punishment. You complete your math homework because if you don’t, your teacher will give you a bad grade. Or even worse, your teacher will call your parents – the horror!
LEVEL 2 – I WANT A REWARD
If you’re at Level 2, you’re now at least striving towards positive behavior. You complete your math homework because you want a good grade or the satisfaction that comes from completing the assignment. The reward could even be something as small as the dopamine hit that comes from answering an email, crossing an item off a to-do list, or checking your phone when it dings.
LEVEL 3 – I WANT TO PLEASE SOMEONE
Congratulations! If you have reached Level 3, you’re now thinking about someone other than yourself. By completing your math homework, you’re striving to get that pat on the back from your teacher or parents. Fundamentally, though, this is still selfish behavior because you’re focused on what others can give you. The difference between Level 2 and Level 3 is that Level 3 isn’t necessarily a reward like a good grade, but could be intangible like praise or even imaginary, such as how you believe your teacher feels about you.
LEVEL 4 – I FOLLOW THE RULES
At Level 4, you’re now starting to rise above selfishness. Following the rules is built around a deep belief in the system. You trust that doing your math homework will later lead to positive outcomes, whether that be a better grade or a broader understanding of math itself. But it’s more than just following the carrot like you were at Level 2.
You believe rules exist for a reason and should be followed. And if nothing else, you can at least have comfort that you “do the right thing”, even if the reward never materializes.
LEVEL 5 – I AM CONSIDERATE OF OTHER PEOPLE
If you consider your actions by wondering how they will affect other people, you’re living at Level 5. The key to achieving this is empathy. You switch perspectives with others and you view your potential actions from their perspective. You do your best on your math homework because you know how hard your teacher is working to teach the information to you. You say please and thank you to be polite and to not hurt others’ feelings.
You go beyond the Golden Rule. You not only treat others the way they would want to be treated, but you act the way you would want others to act.
LEVEL 6 – I HAVE A PERSONAL CODE OF BEHAVIOR AND I FOLLOW IT
As good as Level 5 is, there’s a next level to strive for. Rafe acknowledges that Level 6 isn’t only challenging to live at but also challenging to teach and understand. To emphasize why it’s challenging, notice the two steps to this level: having a personal code and following it.
Let’s discuss Step 1 first. A personal code is personal, so it should vary among individuals. Sure, you could make the argument that a universal ethical code exists (which could likely be approximated by Level 5), but the point isn’t to follow a code to “do the right thing”. That’s Level 4 thinking. The purpose of Level 6 is to decide what is right for you. What are your principles? How do you want to act? What kind of person do you want to be? It’s your job to figure this out for yourself.
Step 2 acknowledges that merely having a personal code is not enough; you also need to constantly act it out. Since Rafe doesn’t want to assert his own personal code on his students, he refers to several fictional characters who he believes are at Level 6. For example, Atticus Finch from To Kill a Mockingbird and Red from The Shawshank Redemption. The thread connecting these characters isn’t the details of their personal codes, but that these characters live their codes, for no other reason except that’s who they are.
You could argue that this is the purpose of life: to use your life experience to learn your code and then to use the rest of your life to act out that code.
Application to Life
Although these examples were originally presented with the classroom in mind, I immediately began thinking about how these levels apply to my life. I can’t say the exercise was encouraging.
Most of the time, I don’t think I act above the first few levels. I have times when I hit Level 5, carrying out favors for my family and friends, but rarely do I act at Level 5 for strangers, and often I’m below Level 5 even with my loved ones.
Level 6 is also mostly out of reach. I have thought about my principles, morals, and personal code, but I’m not great at acting any of it out. When I do succeed in acting on it, it’s definitely not because that’s “who I am”. I mostly follow the code to follow the rules. I think I’ve spent much of my life at Level 4.
Regardless of my failings to date, I believe the framework of the 6 levels is a fresh, dynamic, and relevant way of thinking. I hope to revisit them regularly and continue to challenge myself to hit Level 6.